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A Unified MIMO Optimization Framework Relying on the KKT Conditions
Gong, Shiqi1,2; Xing, Chengwen1; Jing, Yindi3; Wang, Shuai1; Wang, Jiaheng4; Chen, Sheng5,6; Hanzo, Lajos5
2021-11-01
Source PublicationIEEE Transactions on Communications
ISSN0090-6778
Volume69Issue:11Pages:7251-7268
Abstract

A popular technique of designing multiple-input multiple-output (MIMO) communication systems relies on optimizing the positive semidefinite covariance matrix at the source. In this paper, a unified MIMO optimization framework based on the Karush-Kuhn-Tucker (KKT) conditions is proposed. In this framework, with the aid of matrix optimization theory, Theorem 1 presents a generic optimal transmit covariance matrix for MIMO systems with diverse objective functions subject to various power constraints and different levels of channel state information (CSI). Specifically, Theorem 1 fundamentally reveals that for a diverse family of MIMO systems, the optimal transmit covariance matrices associated with different objective functions under various power constraints can be derived in a unified generic water-filling-like form. When applying Theorem 1 to the case of multiple general power constraints, we firstly equivalently transform multiple power constraints into a single counterpart by introducing multiple weighting factors based on Pareto optimization theory. The optimal weighting factors can be found by the proposed modified subgradient method. On the other hand, for the imperfect MIMO system with statistical CSI errors, we firstly address the non-convexity of the robust optimization problem by following the idea of alternating optimization. Finally, our numerical results verify the optimal solution structure in Theorem 1 and the global optimality of the proposed modified subgradient method, as well as demonstrate the performance advantages of the proposed alternating optimization algorithm.

KeywordMimo Communication Optimization Covariance Matrices Minimization Precoding Transceivers Matrices Convex Optimization Mimo Communications Positive Semi-definite Matrix Optimization Karush-kuhn-tucker Conditions
DOI10.1109/TCOMM.2021.3102641
URLView the original
Indexed BySCIE
Language英語English
WOS Research AreaEngineering ; Telecommunications
WOS SubjectEngineering, Electrical & Electronictelecommunications
WOS IDWOS:000719563500013
PublisherIEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC, 445 HOES LANE, PISCATAWAY, NJ 08855-4141
Scopus ID2-s2.0-85112144095
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Document TypeJournal article
CollectionTHE STATE KEY LABORATORY OF INTERNET OF THINGS FOR SMART CITY (UNIVERSITY OF MACAU)
Affiliation1.School of Information and Electronics, Beijing Institute of Technology, Beijing, 100081, China
2.State Key Laboratory of Internet of Things for Smart City, University of Macau, Taipa, 999078, Macao
3.Department of Electrical and Computer Engineering, University of Alberta, Edmonton, T6G 1H9, Canada
4.National Mobile Communications Research Laboratory, Southeast University, Nanjing, 210096, China
5.School of Electronics and Computer Science, University of Southampton, Southampton, SO17 1BJ, United Kingdom
6.Faculty of Engineering, King Abdulaziz University, Jeddah, 21589, Saudi Arabia
First Author AffilicationUniversity of Macau
Recommended Citation
GB/T 7714
Gong, Shiqi,Xing, Chengwen,Jing, Yindi,et al. A Unified MIMO Optimization Framework Relying on the KKT Conditions[J]. IEEE Transactions on Communications, 2021, 69(11), 7251-7268.
APA Gong, Shiqi., Xing, Chengwen., Jing, Yindi., Wang, Shuai., Wang, Jiaheng., Chen, Sheng., & Hanzo, Lajos (2021). A Unified MIMO Optimization Framework Relying on the KKT Conditions. IEEE Transactions on Communications, 69(11), 7251-7268.
MLA Gong, Shiqi,et al."A Unified MIMO Optimization Framework Relying on the KKT Conditions".IEEE Transactions on Communications 69.11(2021):7251-7268.
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